Associates Engaged News Today

The Commodity Futures Trading Commission (the "Commission" or the "CFTC"), on May 31, 2023 published an Advance Notice of Proposed Rulemaking ("ANPRM")...

The Commodity Futures Trading Commission (the “Commission” or the ”CFTC”), on May 31, 2023 published an Advance Notice of Proposed Rulemaking (“ANPRM”), seeking public comment in...

The Commodity Futures Trading Commission published an ANPRM with potential amendments to the regulations under the Commodity Exchange Act. The changes would impact the risk management program requirements for swap dealers, major swap participants, and and futures commission merchants.

Starting May 31, National Futures Association (“NFA”) Members and Associates that engage in digital asset commodity activities must comply with NFA Compliance Rule 2-51 (“Rule 2-51” or...

Congratulations to all advisers with December 31 fiscal year ends – you have emerged from another annual ADV “season”, as we affectionately call it! Welcome to our...

On March 29, the National Futures Association (“NFA”) promulgated Compliance Rule 2-51, setting forth Requirements for Members and Associates Engaged in Activities Involving Digital...

National Futures Association promulgated Compliance Rule 2-51, setting forth Requirements for Members and Associates Engaged in Activities Involving Digital Asset Commodities, which includes both derivatives and commodities traded on spot.

On March 29, 2023, the National Futures Association (NFA) announced that NFA Compliance Rule 2‑51: Requirements for Members and Associates Engaged in Activities Involving Digital Asset...

<p><span>On March 29, 2023, the NFA issued Compliance Rule 2-51, </span><i>Requirements for Members and Associates Engaged in Activities Involving Digital Asset Commodities</i><span>,</span><span> to impose anti-fraud, just and equitable principles of trade, disclosure, and supervision requirements on NFA Members and Associates that engage in digital asset commodity activities, including spot or cash market activities.&lt...

On February 28, 2023, the National Futures Association (NFA), the self-regulatory organization for U.S. derivatives market participants, submitted to the Commodity Futures Trading...