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Interactive Brokers Group Inc (IBKR) Q1 2021 Earnings Call Transcript

Operator Ladies and gentlemen, thank you for standing by, and welcome to the Interactive Brokers Group First Quarter Financial Results Conference Call. [Operator Instructions] I would now like to hand the conference over to your speaker for today, Nancy Stuebe, Director of Investor Relations. You may begin. Nancy Stuebe -- Director of Investor Relations Thank you, operator, and thank you, everyone, for joining us for our first quarter 2021 earnings conference call. Once again, Thomas is on the...
United States Paulj Brody Raymond James Nancy Stuebe Paul Brody Edward Jones
Source: fool.com

Stifel Reports Record Fourth Quarter and Full-Year Results

Stifel Reports Record Fourth Quarter and Full-Year Results 25 th consecutive year of record net revenues of $3.8 billion, an increase of 12.4% compared with 2019. Quarterly record net revenues of $1.1 billion, an increase of 20.0% over the third quarter of 2020. Record quarterly net income available to common shareholders of $180.8 million, or $1.55 per diluted common share. (1) Record non-GAAP net income available to common shareholders of $195.1 million, or $1.67 per diluted common share. (1)...
United States Neil Shapiro Joel Jeffrey Ronaldj Kruszewski Reconciliations Of The Company Stifel Trust Company

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Wrap Fee Programs Under Continued Scrutiny and Use of Investment Advisory Product Committees | Faegre Drinker Biddle & Reath LLP

To embed, copy and paste the code into your website or blog: Further to the Securities and Exchange Commission (“SEC” or the “Commission”)’s ongoing review of investment advisers offering wrap fee programs, on December 23, 2020, the Commission announced a settlement with Pruco Securities, LLC (“Pruco”) related to alleged breaches of fiduciary duty in connection with its wrap fee programs.  Pruco agreed to pay disgorgement, interest, and civil penalties totaling over $18.2 million...
Exchange Commission Assets Consulting Services Faegre Drinker Biddle Reath Pruco Securities See In The Matter Of Pruco Securities Investment Company

Wrap Fee Programs Under Continued Scrutiny

Wednesday, January 20, 2021 Further to the Securities and Exchange Commission (“SEC” or the “Commission”)’s ongoing review of investment advisers offering wrap fee programs, on December 23, 2020, the Commission announced a settlement with Pruco Securities, LLC (“Pruco”) related to alleged breaches of fiduciary duty in connection with its wrap fee programs.  Pruco agreed to pay disgorgement, interest, and civil penalties totaling over $18.2 million to compensate for its ...
Exchange Commission Assets Consulting Services Pruco Securities See In The Matter Of Pruco Securities Investment Company Bank Sweep Program

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