Brian Thorp News Today

Your retirement plan has to answer many questions, with the most important one being: Where am I going to live? You might chat with current retirees or research popular destinations to help you...

The SEC marketing rule can be complicated but the agency's exam sweep on compliance with the rule is straightforward.

UNest, which focuses on helping parents save for their children, is stepping into the advisor marketplace by partnering with Wealthtender.

We have become a reviews-based culture, whether we are shopping for cars, technology, or services and shopping for an advisor will soon follow.

Now that advisors have the latitude to use customer testimonials, the SEC is emphasizing that area in exams, it said in an alert.

The SEC's new risk alert reiterates that the commission is "not kidding" about marketing rule violations, according to the head of one vendor.

Wealthtender's Brian Thorp breaks down what the latest SEC marketing rule means for advisors.

Educators from TPR Teaching teamed up with financial experts across the United States to teach us the most important financial terms you must know in 2023 and beyond.

Houston, Texas (PRWEB) May 04, 2022 -- Wealthtender, the industry’s first rating and review website built for compliance with the SEC Marketing Rule,

Wealthtender Launches Industrys First Financial Advisor Review Platform Designed to be Fully Compliant with New SEC Marketing Rule News provided by Share this article Share this article HOUSTON, May 4, 2021 /PRNewswire/ -- After 60 years of regulatory prohibition, financial advisors now have a powerful new tool to grow their business thanks to the Securities and Exchange Commission (SEC) and the launch of Certified Advisor Reviews™ from Wealthtender. Beginning today, the SEC Investment Advis...