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Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict
delta-optimist.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from delta-optimist.com Daily Mail and Mail on Sunday newspapers.

British columbiaDenise trainorGeoffrey whitlamAly babu mawjiTiffany sweeneyBeleave incMackie researchPreveceutical medical incPoint exploration corpAffinor growers incBc securities commissionInvestment industry regulatory organization of canadaMutual fund dealers associationCanadian securities instituteOntario securities commissionRobert barber of research capital

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict

Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud

British columbiaTiffany sweeneyGeoffrey whitlamAly babu mawjiDenise trainorMackie researchCanadian securities instituteBeira goldfields incRobert barber of research capitalResearch capitalAbattis bioceuticals corpBc securities commissionBeleave incPreveceutical medical incA canadian investment regulatory organizationMark financial corp

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict

Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud

British columbiaTiffany sweeneyDenise trainorGeoffrey whitlamAly babu mawjiPreveceutical medical incPoint exploration corpBeira goldfields incA canadian investment regulatory organizationInvestment industry regulatory organization of canadaRobert barber of research capitalMutual fund dealers associationBeleave incOntario securities commissionMark financial corpAbattis bioceuticals corp

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict

Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud

British columbiaTiffany sweeneyGeoffrey whitlamAly babu mawjiDenise trainorOntario securities commissionRobert barber of research capitalInvestment industry regulatory organization of canadaBeleave incAbattis bioceuticals corpPoint exploration corpMark financial corpResearch capitalBeira goldfields incMackie researchBc securities commission

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict
princegeorgecitizen.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from princegeorgecitizen.com Daily Mail and Mail on Sunday newspapers.

British columbiaDenise trainorGeoffrey whitlamAly babu mawjiTiffany sweeneyPoint exploration corpCanadian securities instituteA canadian investment regulatory organizationMackie researchInvestment industry regulatory organization of canadaResearch capitalOntario securities commissionBc securities commissionBeleave incManagement incRobert barber of research capital