Page 12 - Certification Regime News Today

In the discussion paper, the UK financial supervisory authorities have not provided a new legal framework or their intended future approaches for regulating the use of AI and machine...

YORK, United Kingdom, Oct. 13, 2022 /PRNewswire/ -- StarCompliance ("Star"), a leading provider of employee compliance technology solutions, has appointed Gary Muchmore as Head of Business Development

Chris Davies urges advice firms to undertake a Consumer Duty sense check ahead of the looming 31 October deadline

The Financial Conduct Authority is falling short on targets in speedily giving individuals approved person status to carry out work and has posted a worsening

The Financial Conduct Authority (FCA) pointed to breaches earlier in the year as a reason it expects not to meet the service levels for certain areas of authorisations in 2022, according to its latest update.

You do not need to be intimately familiar with the rules to understand that the new Consumer Duty is not your everyday regulatory tweak.

Investegate announcements from AJ Bell PLC, Board Changes

In 2013, Financial Services Authority was dissolved, and regulation responsibility was split between Financial Conduct Authority and Prudential Regulation

Much dialogue around Brexit’s impact on the City of London centred on what papers and politicians dubbed the ‘bonfire of rules’

Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation. Key developments in August 2022: ...