Page 14 - Certification Regime News Today

The Financial Conduct Authority (FCA) has published final guidance for firms to implement its new Consumer Duty rules, which the regulator says will lead to a major shift in financial services.

The Financial Conduct Authority only met its processing speed target for 44.7% of appointed representative notifications in 2021/22, the watchdog has revealed.

A review of the liability frameworks governing key regulated professions in United Kingdom (England & Wales), including lawyers, medical practitioners and banking professionals, among others.

Investegate announcements from Amigo Holdings PLC, Financial results for the year ended 31 March 2022

Artificial intelligence (AI) and algorithmic models are used extensively in the financial services sector across a broad range of business areas. Two-thirds of respondents to a survey...

Key developments of interest over the last month include: UK Payment Systems Regulator announces two market reviews on card fees; Reserve Bank of India publishes Payments Vision 2025;...

A number of asset managers currently categorized as core firms under the U.K. Senior Managers and Certification Regime (SMCR) may be recategorized as falling within the enhanced firms...

Nearly half (46%) of financial advisers aware of the Financial Conduct Authority’s (FCA) Consumer Duty regulations will look for implementation support from their platform provider, according to recent research from abrdn.

If Consumer Duty rules are implemented as proposed, nearly half (46%) of advisers with an understanding of the requirements would turn to their platform provider for support on the new rules.

Investegate announcements from Maven Inc &Grwth VCT, Annual Financial Report