Investegate |Maven IncGwth VCT 3 Announcements | Maven IncGwth VCT 3: Annual Financial Report
Investegate announcements from Maven IncGwth VCT 3, Annual Financial Report
Source: investegate.co.uk
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Tightening the Financial Promotions Framework in the UK | Shearman & Sterling LLP
Striking a balance between investor protection and market development - The U.K. is assessing its financial promotion framework, and changes are being made or proposed to...
City Of United Kingdom Treasury Select Committee Uk Financial Conduct Authority Shearman Sterling Financial Services
Source: jdsupra.com
need uncover fund manager conflicts
The need to uncover fund manager conflicts has never been greater
Source: investmentweek.co.uk
What's on the regulatory horizon for 2022?
Mark Greenwood looks at what advisers can expect from the regulator this year
Source: professionaladviser.com
The only thing that's certain about 2022 is uncertainty - Jersey Evening Post Develop
Malin Nilsson, managing director at Kroll, considers the year ahead, the risks that may arise in regulated financial services and the business sector more broadlyIT is […]
United Kingdom Malin Nilsson Jersey Financial Services Commission World Economic Forum Senior Managers Certification Regime
Source: jerseyeveningpost.com
United Kingdom: FCA publishes detailed Consumer Duty proposals
On 7 December 2021, the FCA published its second consultation on the Consumer Duty, setting out more developed proposals for rules and…
United Kingdom Payment Services Regulations Consumer Duty Consumer Principle Cross Cutting Rules Four Outcomes
Source: lexology.com
Moving targets: the new rules of conduct risk
How are capital markets firms adapting their approaches to monitoring and managing conduct risk following the Covid‑19 pandemic? In a Risk.net webinar in
Source: risk.net
Regulation Round Up - December 2021 | Proskauer Rose LLP
Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation.
United Kingdom Monetary Affairs European Banking Authority Eu Commission Prudential Regulation Authority International Organization Of Securities Commissions
Source: jdsupra.com
FinTech: The Notorious E.S.G | Hogan Lovells
The position as set out in this article is correct as at 9 December 2021. ESG issues - driven by consumer, investor and stakeholder demand, and rapid regulatory change – have...
United Kingdom City Of Cambridge University City Of London Corporation Digital Sandbox World Bank Sustainability Disclosure Requirements
Source: jdsupra.com
FCA Consults on Changes to Appointed Representatives Regime
The Appointed Representatives Regime enables certain businesses to conduct regulated activities without having to be authorised by the FCA. The FCA is proposing new rules to increase the regulatory burden on Principals to oversee ARs and to provide information to FCA.
United Kingdom Financial Services Compensation Scheme Financial Conduct Authority Financial Services Register Appointed Representatives Regime Appointed Representatives
Source: natlawreview.com