Page 15 - Certification Regime News Today

Recent disclosures made under the Freedom of Information Act by the Financial Conduct Authority (FCA) have revealed a significant reduction in the number of investigations relating to...

<h2>Highlights</h2>
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<li>Brokers play a vital role in helping consumers and businesses access the insurance products they need, especially in times of uncertainty, safeguarding them against unexpected financial losses.</li>
<li>We want to support competition, innovation and growth in the sector – like other parts of the financial system where we are seeing innovation and disruption through technology, data-shar...

Shareholders were right to keep officers and directors on the hook until all the facts are known

The UK's Senior Managers and Certification Regime (SCMR) sets a high bar for personal accountability, which means few senior management function holders' (SMF) applications are rejected...

Investegate announcements from Aquis Exchange PLC, Final Results and Board Appointments

In February 2022, the AI Public-Private Forum (AIPPF) published its Final Report (the Report) exploring the benefits and drawbacks of the increasing use of AI across financial services,...

The Financial Conduct Authority launched fewer than half as many investigations into senior management misconduct in 2021 than in 2020.

The finance watchdog launched half as many probes into senior managers in 2021 as it did the year before, a financial regulation consultancy said on Monday, which, it suggests, indicates that the rules governing misconduct "lack bite."

Investegate announcements from MavIncGroVCT4, Annual Financial Report

Welcome to the third edition of The Employment Edit – a summary of the most important recent cases and news affecting employers in the UK. We hope you find this newsletter helpful and...