Page 17 - Certification Regime News Today

Investegate announcements from Barclays Bank PLC, Publication of Final Terms

Part 1 of this two-part series looked at the litigation risks from "greenwashing" – the practice of investment funds and other companies exaggerating their ESG credentials in order to...

UK regulators are considering how they can strengthen the regime to enhance standards and reduce risk. On 3 December 2021, the FCA published a Consultation Paper...

The FCA’s regulatory perimeter derives primarily from from FSMA and the universe of secondary legislation surrounding it, particularly the Regulated Activities Order RAO.

The Hedge Fund Journal is a monthly magazine focusing on the global hedge fund industry.

<p><span>The European Association of CCP Clearing Houses (EACH) appreciates the opportunity to provide feedback to the </span><b>HMT Consultation Paper “</b><b>Senior Managers & Certification Regime: Financial Market Infrastructures</b><b>”</b><span>. Our views, in summary, are the following:</span></p>

<p><span>In its latest Perimeter Report, the Financial Conduct Authority (FCA) has called for legislative change to address concerns beyond its remit.</span></p>

The Financial Conduct Authority (FCA) has told the government it wants duties on internet companies in the Online Safety Bill to be extended to paid-for advertising as well as covering user-generated content to enhance consumer protection.

Ramping Up Investor Protection: UK FCA Calls for Greater Regulatory Authority. | Crowdfund Insider: Global Fintech News, including Crowdfunding, Blockchain

SMCR and Training & Competency solutions will complement Star's current employee conflicts of interest monitoring capabilities ROCKVILLE, Md., Oct. 14, 2021 /PRNewswire/ -- StarCompliance