📰 Certification Regime News
Page 5 - Certification Regime News Today
Fast, Ad-Free News Updates
Stay updated with breaking news from Certification Regime. Real-time updates on events, politics, business and more.
July 22, 2023
Background On 12 July 2023 Nikhil Rathi, the CEO of the UK’s Financial Conduct Authority (“FCA”), delivered a speech on the FCA’s regulatory approach to Big Tech and Artificial...
July 20, 2023
Money Marketing is a monthly magazine for financial intermediaries, delivering breaking news, analysis, opinion, podcasts and video content. Register now for your free financial news updates.
July 19, 2023
Only one enforcement action has been taken since the introduction of the SMCR in 2016. This is despite the fact it was expanded to cover 48,000 firms in 2019 and means just 1.5% of investigations have led to enforcement.
July 19, 2023
Money Marketing is a monthly magazine for financial intermediaries, delivering breaking news, analysis, opinion, podcasts and video content. Register now for your free financial news updates.
July 18, 2023
The FCA sounded the warning bell for financial services as AI fraud takes centre stage. The Head of FCA provided some crucial insights on how they are preparing to tackle AI frauds.
July 15, 2023
The Financial Services and Markets Act 2023 (“FSMA 2023”) marks a watershed moment in British legislative history. FSMA 2023 introduces sweeping changes to the financial services...
June 30, 2023
Impax Asset Management Limited MIFIDPRU Public Disclosure For the Financial year: 1 October 2021 to 30 September 2022 ...
June 23, 2023
The UK Financial Conduct Authority (FCA) has issued decision notices to Banque Havilland and three individuals for failing to act with integrity by preparing advice recommendations...
June 14, 2023
TSC chair Harriett Baldwin has written to FCA chief Nikhil Rathi over the regulator’s oversight of Crispin Odey and Odey Asset Management.
June 7, 2023
The government is seeking to review the SMCR as part of its Edinburgh Reforms, but how will potential changes help the government meet its objectives of supercharging the UK’s financial services sector?