Regulation Round Up - March 2023 - Fund Management/ REITs
Welcome to the UK Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation.
Source: mondaq.com
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Regulation Round Up - March 2023 | Proskauer Rose LLP
31 March - SFTR: The European Securities and Markets Authority (“ESMA”) published an updated version of its Q&As (ESMA74-362-893) on complying with reporting requirements ...
Source: jdsupra.com
UK Seeks Feedback For Senior Managers and Certification Regime Changes
FCA, PRA, UK Government are looking for feedback by 1 June 2023 to guide potential changes to Senior Managers and Certification Regime, UK’s regime designed to improve individual accountability and conduct standards of mostly senior personnel in financial services firms.
United Kingdom United Kingdom Government Senior Managers Certification Regime United Kingdom Uk Government
Source: natlawreview.com
UK SMCR: HMT Call for Evidence and FCA/PRA Discussion Paper | Hogan Lovells
On 30 March 2023, the FCA and PRA published a joint discussion paper which seeks views on the operational aspects of the Senior Managers and Certification Regime. Alongside this, HM...
Source: jdsupra.com
You've got mail: FCA watching Consumer Duty preparation
Val Rogerson explores recent communication from the regulator on Consumer Duty compliance and identifies three key themes advisers should take note of...
Financial Conduct Authority Consumer Duty Senior Managers Certification Regime Val Rogerson Consumer Duty
Source: professionaladviser.com
Britain to Reform Accountability Rules for Senior Bankers, Insurance Executives
Britain on Thursday launched a long-awaited consultation on reforming rules brought in after the global financial crisis to make top bankers accountable
Source: insurancejournal.com
Direct Line Insurance : Solvency and Financial Condition Report
DIRECT LINE INSURANCE GROUP PLC, U K INSURANCE LIMITED AND CHURCHILL INSURANCE COMPANY LIMITED SINGLE SOLVENCY AND FINANCIAL CONDITION... | March 31, 2023
United Kingdom Line Insurance Group Financial Conduct Authority Group Annual Report Line Insurance Group Plc Uk Insurance
Source: marketscreener.com
Government launches SMCR review and calls for insurance feedback
The government has launched its review of the Senior Managers and Certification Regime, part of a wide-ranging shake-up to make UK financial services more
United Kingdom Jeremy Hunt Prudential Regulation Authority Financial Conduct Authority Senior Managers Certification Regime
Source: insuranceage.co.uk
Daily Financial Regulation Update -- Friday, March 31, 2023 | Paul Hastings LLP
March 30, 2023- The Consumer Financial Protection Bureau (CFPB) has finalized a rule required by Congress to increase transparency in small business lending, promote economic dev...
Source: jdsupra.com
FCA and PRA launch Senior Managers and Certification Regime review
As Treasury also unveils a call for evidence on the regulation
United Kingdom Financial Conduct Authority Prudential Regulation Authority Senior Managers Certification Regime Senior Manager
Source: portfolio-adviser.com