Cfca News Today

PIMFA has joined 15 other trade associations calling on Jeremy Hunt to stop the FCA's proposals to 'name and shame' firms under investigation.

The FCA issued just under 600 alerts to unauthorised firms and individuals over problematic advertisements as its heighted rules came into effect.

The FCA's plan to include portfolio management in the remit of the SDR has been described as a “crucial” step for inclusion and investor protection.

Members of the House of Lords have written to the FCA CEO Nikhil Rathi with concerns around the proposed investigations disclosure changes.

The FCA has laid out its proposal to increase regulatory fees and levies for the new financial year and is now seeking feedback.

The FCA has disclosed proactive measures to safeguard consumers from misleading financial promotions and scams after recording an increase in interventions for 2023.

Players within the financial services industry have backed the FCA’s reform of the UK listings regime, calling for a “need to reset”.

The FCA said individuals should still report non-financial misconduct cases through its whistleblower hotline even if NDAs have been signed.

The Financial Conduct Authority (FCA) has set up a working group focused on improving sustainable finance across the financial advice sector.

The Financial Conduct Authority has released it UK listings regime proposals, designed to encourage companies to opt for UK bourses.