Page 45 - Chris Prentice News Today

By Chris Prentice NEW YORK (Reuters) - The U.S. Commodity Futures Trading Commission (CFTC) has hired a former New York prosecutor with expertise in c...

By Angus Berwick and Tom Wilson (Reuters) - Global cryptocurrency exchange Binance had secret access to a bank account belonging to its purportedly independent U.S. partner and transferred large sums of money from the account

Feb 2 - Federal prosecutors in Washington are probing Silvergate Capital Corp and its dealings with bankrupt crypto exchange FTX and Alameda Research,... | February 2, 2023

WASHINGTON/NEW YORK (Reuters) -Activision Blizzard Inc has agreed to pay $35 million to settle U.S. Securities and Exchange Commission charges that it failed to have systems in place to properly handle employee complaints and violated whistleblower protection rules, the regulator said on Friday.

By Susan Heavey and Chris Prentice WASHINGTON/NEW YORK (Reuters) -Activision Blizzard Inc has agreed to pay $35 million to settle U.S. Securities and ...

By Chris Prentice NEW YORK (Reuters) - The U.S. Securities and Exchange Commission is probing registered investment advisers over whether they are mee...

By Chris Prentice NEW YORK (Reuters) - A top official with the U.S. Commodity Futures Trading Commission (CFTC) is pressing lawmakers to give regulato...

By Chris Prentice NEW YORK (Reuters) - A top official with the U.S. Commodity Futures Trading Commission (CFTC) is pressing lawmakers to give regulato...

By Chris Prentice NEW YORK (Reuters) - A top official with the U.S. Commodity Futures Trading Commission (CFTC) is pressing lawmakers to give regulato...

The U.S. Securities and Exchange Commission on Tuesday said it has awarded a whistleblower payout of more than $28 million to joint tipsters who shared critical information for one of the...