Page 46 - Chris Prentice News Today

The U.S. Securities and Exchange Commission (SEC) on Tuesday said it has awarded a whistleblower payout of more than $28 million to joint tipsters who shared "critical information" for one of the agency's enforcement actions. The whistleblowers, who were not identified, provided information that prompted the opening of an SEC investigation and ultimately to a successful action, the agency said. The SEC did not disclose which enforcement action was involved.

Bloomberg Finance LP has agreed to pay a $5 million fine to settle charges from the U.S. Securities and Exchange Commission over misleading disclosures relating to its paid subscription service,...

By Chris Prentice NEW YORK (Reuters) - Bloomberg Finance LP has agreed to pay a $5 million fine to settle charges from the U.S. Securities and Exchang...

By Chris Prentice NEW YORK (Reuters) - Bloomberg Finance LP has agreed to pay a $5 million fine to settle charges from the U.S. Securities and Exchang...

By Chris Prentice NEW YORK (Reuters) - Nexo Capital Inc has agreed to pay $45 million in penalties to settle charges from the U.S. Securities and Exch...

By Douglas Gillison and Chris Prentice (Reuters) - The U.S. accounting watchdog is facing a lawsuit over claims the regulator's process of handling di...

By Douglas Gillison and Chris Prentice (Reuters) - The U.S. accounting watchdog is facing a lawsuit over claims the regulator's process of handling di...

By Douglas Gillison and Chris Prentice (Reuters) - The U.S. accounting watchdog is facing a lawsuit over claims the regulator's process of handling di...

By Douglas Gillison and Chris Prentice (Reuters) - The U.S. accounting watchdog is facing a lawsuit over claims the regulator's process of handling di...

By Daphne Psaledakis, Raphael Satter and Chris Prentice WASHINGTON (Reuters) - U.S. authorities said on Wednesday they have arrested the majority shareholder and cofounder of Hong Kong-registered virtual currency exchange Bitzlato Ltd for allegedly processing