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Cryptocurrency: The Regulator's Perspective | Lowenstein Sandler LLP

April 7, 2022

Rachel Maimin interviews Lowenstein partner Christopher Gerold, former Chief of the New Jersey Bureau of Securities and former Chair of the North American Securities Administrators...

United States Rachel Maimin Christopher Gerold Blockchain Technology Digital Assets American Securities Administrators Association Jersey Bureau Of Securities

Source: jdsupra.com

Decade-Old Arbitration Dustup Continues to Haunt FINRA

April 1, 2022

Sen. Elizabeth Warren and Rep. Katie Porter are pressing the regulator after a Georgia judge called the fairness of its arbitration process into question.

United States Fulton County Sander Ressler William Cohan Daniel Kolber Lowenstein Sander

Source: wealthmanagement.com

FINRA Orders Review of Wells Fargo Arb Ruling That Was Struck Down in Court

February 18, 2022

A judge ruled that Wells Fargo had manipulated the arbitrator selection process.

United States Brian Leggett Belinda Edwards Lowenstein Sandler Christopher Gerold Robert Cook

Source: thinkadvisor.com

First Standard clients win $2.9M FINRA arbitration award

February 11, 2022

About 20% of FINRA client arbitration awards are unpaid every year, but there are signs that the former First Standard clients could receive some restitution.

United States New Jersey Carmine Berardi Las Heras Christine Lazaro Christopher Gerold

Source: financial-planning.com

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