Uniswap fights back against SEC as the Ethereum crackdown continues
Uniswap fights back against SEC Wells notice.
Source: nbcnewyork.com
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The SEC has Ethereum in its crosshairs. But does the agency think Ether is a security?
Consensys accused the SEC of secretly declaring Ether to be a security in an unredacted court filing on Monday, though the reality may be murkier
Source: fortune.com
David Klein Featured In WSJ: What To Know About (Legally) Marketing Crypto Assets - Fin Tech
The SEC settled with Kim Kardashian over her promotion of a cryptocurrency. Here is how influencers and marketers can stay above board with crypto messaging.
Source: mondaq.com
Appeals Court Reverses Ruling Alleging 'Agreement' in Arbitration Case
The court overturned a decision involving a FINRA arbitration ruling in favor of Wells Fargo.
Source: wealthmanagement.com
FINRA 'secret agreement' investigation probes Wells Fargo case
An independent investigation found no evidence of a pact with Wells Fargo’s attorney but omitted mention of the other big questions emanating from the case.
Source: americanbanker.com
In Wells Fargo Case, FINRA Didn't Manipulate Arb Process: Independent Review
The review recommended however that FINRA increase transparency in the arbitrator selection process.
Source: thinkadvisor.com
Report Finds "No Evidence" of Agreement Between Wells Fargo and FINRA
A law firm FINRA hired to investigate a Georgia arbitration dispute found 'no evidence' of a secret agreement between Wells Fargo counsel and FINRA.
Source: wealthmanagement.com
FINRA Publishes Independent Counsel's Report On Arbitrator Selection Process - Report Finds No Evidence Of Improper Agreement To Remove Arbitrators From Cases - FINRA To Implement Recommendations To Provide Greater Transparency
<p><span>FINRA today published&nbsp;</span><a href="https://www.finra.org/rules-guidance/guidance/reports/report-independent-review-finra-dispute-resolution-services-arbitrator-selection-process">the report</a><span>&nbsp;of independent counsel Lowenstein Sandler LLP, which found no evidence of an improper agreement to remove certain arbitrators from arbitration cases. FINRA also said it would promptly implement the report&rsquo;s recomme...
Source: mondovisione.com
How one Hoboken company got caught up in the crypto collapse
How Hoboken-based Celsius went from managing $11.8 billion in assets, while being revered in the crypto world, to its recent fall from grace.
Source: njbiz.com
Cryptocurrency: The Regulator's Perspective (Podcast) - Fin Tech
Rachel Maimin interviews Lowenstein partner Christopher Gerold, former Chief of the New Jersey Bureau of Securities and former Chair of the North American Securities Administrators Association...
Source: mondaq.com