Client Assets Sourcebook News Today

Investegate announcements from Proposed fundraising

Investegate announcements from Fundraise, Restructuring Plan & FSP

On 22 May 2023, the FCA published a consultation paper (CP23/12) on the second phase of expanding the Dormant Assets Scheme. The Dormant Assets Scheme was initially set up to allow...

Investegate announcements from CT Automotive Group, Fundraising of approximately £7.6 million

The Financial Conduct Authority (FCA) has placed restrictions on wealth and retail investment management firm CFS Management for failing to ensure that client money is held in a separate account to firm money.

UK Government published consultation and call for evidence on Future financial services regulatory regime for cryptoassets. It acknowledges crypto poses challenges and risks requiring solutions that address investor and market jeopardy while preserving the benefits.

The UK Government (Treasury) has published a consultation and call for evidence on a ‘Future financial services regulatory regime for cryptoassets’ which sets out what is being called...

On 1 February 2023, HM Treasury published a long-awaited consultation paper and call for evidence setting out proposals for the UK’s financial services regulatory regime for...

Investegate announcements from Redx Pharma plc, Launch of Placing via Accelerated Bookbuild

CACEIS UK has appointed Christopher Christofi as its new head of risk and permanent controls, UK and CASS oversight officer.