Page 3 - Comment Letter News Today

On January 24, 2024, the U.S. Securities and Exchange Commission (“SEC”) approved final rules relating to special purpose acquisition companies (“SPACs”). The final rules follow the SEC’s issuance of proposed […]

January 12, 2024- The Bank Policy Institute, Financial Services Forum, Securities Industry and Financial Markets Association, and U.S. Chamber of Commerce submitted a joint...

On November 27, 2023, the SEC adopted Final Rule 192 prohibiting certain conflicts of interest in securitization transactions.

On Oct. 13, 2023, the SEC adopted new rule 13f-2 ("Rule 13f-2") of the Securities Exchange Act of 1934, as amended ("Exchange Act").

The proposed rule, if adopted, would apply to mortgage originators and issuers of mortgage-backed securitizations that rely on automated valuation models (“AVMs”) to determine the value...

In June 2023, the Public Company Accounting Oversight Board (PCAOB) proposed sweeping amendments to its auditing standards. Comment letters raise serious questions about the...

On August 23, the Securities and Exchange Commission (SEC) adopted new rules (Adopting Release) for private fund advisers under the Investment Advisers Act of 1940, as amended (Advisers...

ABS issuers have been exempted from the U.S. Securities and Exchange Commission's (“SEC”) final rule requiring certain cybersecurity risk and incident disclosure (the “Final Rule”). ...

Over the course of the past decade, and the past year in particular, the consumer products industry has seen an uptick in class action lawsuits challenging environmental marketing claims...

The Federal Trade Commission's Green Guides or Use of Environmental Marketing Claims provide guidance to product manufacturers on how to make and substantiate environmental marketing claims. It gives the criteria for labeling a consumer product as recyclable or compostable.