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Investment regulators accuse NC insurance magnate of fraud

Investment regulators accuse NC insurance magnate of fraud
timesunion.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from timesunion.com Daily Mail and Mail on Sunday newspapers.

North carolinaUnited statesOsman nawazSusan estrichStandard advisory servicesDivision of enforcementHeli globalComplex financial instruments unit

Investment regulators accuse NC insurance magnate of fraud

Investment regulators accuse NC insurance magnate of fraud
apnews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from apnews.com Daily Mail and Mail on Sunday newspapers.

North carolinaUnited statesGregorye lindbergChristopher herwigOsman nawazSusan estrichExchange commissionStandard advisory servicesDivision of enforcementNorth carolina basedStandard advisory services limitedHeli globalComplex financial instruments unit

Investment regulators accuse NC insurance magnate of fraud

Investment regulators accuse NC insurance magnate of fraud
financialpost.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financialpost.com Daily Mail and Mail on Sunday newspapers.

North carolinaUnited statesGregorye lindbergChristopher herwigOsman nawazSusan estrichExchange commissionPostmedia network incStandard advisory servicesAssociated pressDivision of enforcementNorth carolina basedStandard advisory services limitedPostmedia networkStreet eastHeli global

Angel Oak Capital fined for misleading investors

The company and its portfolio manager Ashish Negandhi, who was also penalized, allegedly misinformed investors about delinquency rates in a 2018 fix-and-flip securitization.

Osman nawazAshish negandhiExchange commissionDivision of enforcement complex financial instruments unitAngel oak mortgageAngel oak capital advisorsComplex financial instruments unitAngel oakAngel oak mortgage trustRegulation and compliance

SEC fines UBS Financial Services over fraud charges

In the US, UBS Financial Services has agreed to pay US$25 million to settle fraud charges related to a complex options trading strategy it sold to investors without adequately educating their financial advisers on the product s risks.

Osman nawazExchange commissionFinancial servicesDivision of enforcement complex financial instruments unitYield enhancement strategyComplex financial instruments unit