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Fabrinet Publishes 2023 Sustainability Report

January 23, 2024

BANGKOK, Thailand, January 23, 2024--Fabrinet (NYSE: FN), a leading provider of advanced optical packaging and precision optical, electro-mechanical and electronic manufacturing services to original equipment manufacturers of complex products, today published its Sustainability Report for fiscal year 2023. The report highlights Fabrinet’s continued commitment to operating in an ethical, environmentally responsible, and socially supportive manner.

United States Krung Thep Mahanakhon Seamus Grady Sustainability Report Chief Executive Officer Electronic Manufacturing Services

Source: yahoo.com

Kyocera Unimerco Selects Aras Innovator as Its Software Foundation for Transforming Product Lifecycle Management

September 7, 2023

Aras, which provides the most powerful low-code application platform to design, build and operate complex products, announced today that Kyocera Unimerco is using Aras Innovator to manage data, information, and business processes for product lifecycle management (PLM).

United States United Kingdom Claus Skallerup Roque Martin Kyocera Unimerco Aras Corporation

Source: yahoo.com

FINRA News: SIFMA, Reg BI, And SEC

May 18, 2023

Securities Industry and Financial Markets Association Compliance and Litigation Seminar focuses: digital assets, social media, Reg BI, remote inspections. SEC: how broker-dealers and investment advisors can meet their care obligations when providing investment advice

Jonathan Sokobin National Securities Clearing Corporation Financial Markets Association Exchange Commission Division Of Enforcement Restricted Firm

Source: natlawreview.com

FINRA's 2023 Report on Examination and Risk Monitoring Program

February 8, 2023

The Financial Regulatory Authority released its 2023 Report on FINRA’s Examination and Risk Monitoring Program which identifies the year’s areas of examination focus for FINRA Member Firms. The Report addresses several key topics from financial crimes to financial management.

Examination Program Priorities Letter Financial Regulatory Authority Firm Operations Securities Exchange Risk Monitoring Program National Market System

Source: natlawreview.com

Podcast: The Rise of the Single-Stock ETF

September 29, 2022

In the latest installment of Ropes & Gray’s ETF podcast series, asset management counsel Ed Baer and Jennifer Choi discuss one of the hottest trends…

United States San Francisco Reed Baer Jennifer Choi Division Of Trading Office Of Investor Education

Source: lexology.com

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Mid-Year VettaFi Research Update: Big Pictures

July 15, 2022

We're awash in mid-year predictions articles right now. Almost all of them will mention inflation, interest rates, global energy and related conflicts.

Elon Musk Bernie Sanders Second Half Prediction We Re Exploring Digital Repo Ledger Bloomberg Intelligence

Source: etftrends.com

FINRA Regulatory Notice On Complex Products - Financial Services

May 3, 2022

FINRA has long been concerned with retail customers purchasing complex products.

Regulatory Notice Reminds Members Their Sales Practice Complex Products Solicits Comment Effective Practices

Source: mondaq.com

FINRA Requests Information from Member Firms Related to the Sale of Complex Products by May 9, 2022 | Bryan Cave Leighton Paisner

March 17, 2022

FINRA’s Request for Comments - Based on concerns regarding complex products as expressed in Regulatory Notice 22-08, FINRA is seeking comments from member firms by May 9,...

United States Hong Kong United Kingdom Justice Stewart Justice Potter Stewart Gary Gensler

Source: jdsupra.com