Sequoia liquidates Libertas Financial Planning
Libertas Financial Planning is in the process of liquidation, a decision made by parent company Sequoia Financial Group four years after it was acquired.
Source: financialstandard.com.au
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NSW adviser banned by ASIC | Money Management
A former New South Wales financial adviser has been permanently banned by the regulator for engaging in dishonest conduct.
Ezzat Daniel Nesseim Investments Commission New South Wales Australian Securities Daniel Nesseim Administrative Appeals Tribunal
Source: moneymanagement.com.au
Former adviser sentenced over dishonesty
A former financial adviser will serve a three-year correctional order, including home detention, for providing fabricated evidence as part of an ASIC investigation.
Ezzat Daniel Nesseim Sarah Court Daniel Nesseim Libertas Financial Judge Mcgrath Fortnum Private Wealth
Source: financialstandard.com.au