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Debevoise & Plimpton Discusses The SEC's Most Recent Reg S-P Enforcement Action - Securities

On September 20, 2022, the SEC announced settled charges and the imposition of a $35 million penalty against a dually registered investment adviser and broker-dealer (the "Firm") for violations of Regulation S-P ("Reg S-P").
New York United States Gurbir Grewal Given The Commission Firm Data Decommissioning Failures Regulations P
Source: mondaq.com

New York Releases Proposed Rules For Its AI Employment Law - Employee Rights/ Labour Relations

In July, we wrote about New York City's Automated Employment Decision Tool Law (the "AEDT Law" or the "Law"), which requires employers to conduct an independent...
New York United States Employment Opportunity Commission Employer Information Report York City Department Of Consumer York City Corporation Counsel New York City
Source: mondaq.com

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