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Statement On CAT Funding, SEC Chair Gary Gensler, Sept. 6, 2023

Statement On Alternative Trading Systems And The Definition Of An Exchange, SEC Chair Gary Gensler, April 14, 2023

<p><span>Today, the Commission is considering whether to issue a supplemental release to our January 2022 proposal requiring significant trading platforms&mdash;including in the Treasury markets&mdash;to come under important rules for the markets. I believe this supplemental release would help address comments on the proposal from various market participants, particularly those in the crypto markets.</span></p>

MIL-OSI USA: Statement on Best Execution Proposal | ForeignAffairs.co.nz

Statement On Proposal To Enhance Order Competition, SEC Chair Gary Gensler, Dec. 14, 2022

<p><span>Today, the Commission will consider a proposal to require a certain segment of the equity market &mdash; marketable orders of individual investors &mdash; to be exposed to competition in fair and open auctions. I am pleased to support this proposal because, if adopted, it would promote competition for the orders of individual investors, to the benefit of these investors and our capital markets as a whole.</span></p>

Statement On Proposed Amendments Regarding Order Execution Quality, SEC Chair Gary Gensler, Dec. 14, 2022

<p><span>Today, the Commission will consider a proposal to enhance disclosure requirements for order execution quality. I am pleased to support this proposal because, if adopted, it would improve transparency on execution quality and facilitate investors&rsquo; ability to compare brokers, thereby enhancing competition in our markets.</span></p>

Statement On Best Execution Proposal, SEC Chair Gary Gensler, Dec. 14, 2022

<p><span>Today, the Commission will consider a proposal to establish a Commission rule setting forth a best execution standard and accompanying framework for broker-dealers. I am pleased to support this proposal because, if adopted, it would help ensure that brokers have policies and procedures in place to uphold one of their most important obligations: to seek best execution when trading securities, whether equities, fixed income, options, crypto security tokens, or other securities.</span></p>

Statement On Government Securities Alternative Trading Systems, SEC Chair Gary Gensler, Jan. 26, 2022

<p><span>Today, the Commission is considering amendments to include significant Treasury markets platforms within Regulation ATS. I support these amendments because, if adopted, they would help promote resiliency and greater access in the Treasury market. We&rsquo;re also considering modernizing our rules related to the definition of an exchange. Over the decades since Congress put in place the definition of an exchange, there have been many changes to platforms &mdash; in particular, that they are increasingly electronified. I think it&rsquo;s important that we revise the SEC&rsquo;s rules to reflect those changes.</span></p>

Statement Holding Foreign Companies Accountable Act: Final Amendments, SEC Chair Gary Gensler, Dec. 2, 202

<p><span>Today, the Securities and Exchange Commission adopted final amendments to its rules implementing the Holding Foreign Companies Accountable Act of 2020 (HFCAA). Today&rsquo;s amendments finalize the interim final rules that the Commission adopted in March, which had addressed the submission and disclosure requirements of the HFCAA, with two modifications. First, they clarify how the requirements apply to variable interest entities. Second, they include requirements to tag information such as the auditor name and location. Today&rsquo;s release also establishes procedures the Commission will follow in identifying issuers and prohibiting trading by certain issuers under the Act.</span></p>