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Statement On Best Execution Proposal, SEC Chair Gary Gensler, Dec. 14, 2022

<p><span>Today, the Commission will consider a proposal to establish a Commission rule setting forth a best execution standard and accompanying framework for broker-dealers. I am pleased to support this proposal because, if adopted, it would help ensure that brokers have policies and procedures in place to uphold one of their most important obligations: to seek best execution when trading securities, whether equities, fixed income, options, crypto security tokens, or other securities...
Michael Walz Thomas Shohfi Lauren Moore Charles Woodworth Tracey Hardin Jonathan Max Warner

Statement On Rules To Increase Transparency Of Short Sale Activity, SEC Chair Gary Gensler, Feb. 25, 2022

<p><span>Today, the Commission unanimously voted to propose rules and amendments to broaden the scope of short sale-related data available to the investing public and to regulators. I am pleased to support this proposal because, if adopted, it would strengthen transparency of an important area of our markets that would benefit from greater visibility and oversight.</span></p>
Ted Yu Meridith Mitchell Todd Canali Daniel Chang Quinn Kane Andrew Glickman

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