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Belmont Commissioners Join In Food Backpack Program | News, Sports, Jobs

ST. CLAIRSVILLE — The Belmont County Board of Commissioners scheduled a special meeting for 6 p.m. Nov. 8 at the request of constituents to allow members of the public who cannot attend normal meetings at 9 a.m. Wednesdays to participate and ask questions. For the past several weeks, there have been guests at the morning […]
Belmont County United States Devin Cain Billie Amos Jeff Felton Shadyside Local School Districts

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CFTC Orders HSBC To Pay A $30 Million Penalty For Recordkeeping And Supervision Failures For Widespread Use Of Unapproved Communication Methods

<p><span xml:lang="EN" lang="EN">The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against <span>HSBC Bank USA, N.A.</span></span><span>,</span><span> a provisionally registered swap dealer, <span>HSBC Securities (USA) Inc.</span>, a futures commission merchant, and <span>HSBC Bank plc</span>, a provisionally regis...
United States Lenel Hickson Jr Benjamin Rankin Devin Cain Ian Mcginley Candice Aloisi

CFTC Orders HSBC Bank USA, N.A. To Pay A $45 Million Penalty For Manipulative And Deceptive Trading In Connection With Swaps Related To Bond Issuances, Spoofing, And Supervision And Mobile Device Recordkeeping Failures

<p><span xml:lang="EN" lang="EN">The Commodity Futures Trading Commission today issued an order </span><span xml:lang="EN" lang="EN">simultaneously </span><span xml:lang="EN" lang="EN">filing and settling charges against HSBC Bank USA, N.A. (HSBC), a provisionally registered swap dealer. The order charges HSBC with manipulative and deceptive trading related to swaps with bond issuers...
United States Devin Cain Candice Aloisi Ian Mcginley Gabriella Geanuleas Lenel Hickson Jr

CFTC Orders 11 Financial Institutions To Pay Over $710 Million For Recordkeeping And Supervision Failures For Widespread Use Of Unapproved Communication Methods - Registered Swap Dealers And Fcms Admit Use Of Texts, Whatsapp And Other Unapproved Methods To Conduct Business

<p><span>The Commodity Futures Trading Commission today issued orders simultaneously filing and settling charges against swap dealer and futures commission merchant (FCM) affiliates of 11 financial institutions for failing to maintain, preserve, or produce records that were required to be kept under CFTC recordkeeping requirements, and failing to diligently supervise matters related to their businesses as CFTC registrants.</span></p>
United States Rostin Behnam Gretchen Lowe Benjaminj Rankin Manalm Sultan Jake Mermelstein

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