A Regulatory Enforcement Roundup
A periodic review of regulatory enforcement actions is a useful guide to what not to do in the financial services sector. This post focuses on…
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September Brings 5 Appellate Benefits Arguments To Watch
In September, federal appeals courts have set oral arguments on several important employee benefits disputes from workers claiming violations of the…
United States West Virginia District Of Columbia North Carolina Karen Gren Scholer Bert Bell Pete Rozelle
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Read This Before Selling Your Cannabis Business. Or Filing Your Next Tax Return
As with most tax strategies specific to cannabis, these approaches center on IRC § 280E, the federal law that disallows deductions and credits for…
Source: lexology.com
Ankura CTIX FLASH Update - September 1, 2023
Researchers have released a new report on the "SapphireStealer" malware, an open-source information stealer that was first released to the public in…
South Africa United States Netgear Orbi Earth Estries Espionage Campaign Against Government Report Detailing Simple Mail Transfer Protocol
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Guest Blog: The Corporate Transparency Act sweeps small businesses into new reporting requirements
Effective January 1, 2024, virtually every legal entity incorporated, organized, or registered to do business in a state must disclose information…
Financial Crimes Enforcement Network Fin Department Of The Treasury Effective January Financial Crimes Enforcement Network Corporate Transparency Act Beneficial Ownership Secure System
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Banking Supervision in the Aftermath of Recent Bank Failures
Since the failure of Silicon Valley Bank (SVB), Signature Bank, and Republic Bank, several agencies have issued reports on factors that contributed…
San Francisco United States White House District Of Columbia Michael Barr York Department Of Financial Services
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The US looks at AI and copyright
The US Copyright Office has just published a notice of an ambitious inquiry into AI and copyright, covering key policy options, technical and…
Source: lexology.com
Raising Capital through Private Placements: Deal Points
Any attempt to raise capital by the offer and sale of debt or equity securities in the U.S. market must be made with a publicly…
Securities Exchange Exchange Commission Securities Exchange Act Securities Act Aggregate Offering Limitation Investor Requirements
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Raising Capital through Private Placements Exemption chart
This is the Appendix 1 Securities Act Exemption Chart from our “Raising Capital through Private Placements: Deal Point…
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NLRB Precedent Again Proves Malleable As Board Remolds Standard On Protected Concerted Activity in Miller Plastic Products
Continuing the rapid flow of overturned precedents, in a 3-1 decision released on August 31, the National Labor Relations Board (“NLRB” or “Board”)…
International Airport National Labor Relations Act National Labor Relations Board Miller Plastic Products Inc Miller Plastic Products Alstate Maintenance
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