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Ubiquitous Use of WhatsApp and Other Unrecorded Internal Communications Result in Substantial Penalties in Recent SEC, CFTC Actions | Faegre Drinker Biddle & Reath LLP

The SEC has, for many years, used broker-dealer and associated persons’ failure to create and maintain books and records as a basis for the imposition of serious penalties. In recent...
United Kingdom Robertp Jenkins Morgan Stanley Commodities Futures Trading Commission Matter Of Robinhood Financial Matter Of Integral Financial

Detailed text transcripts for TV channel - MSNBC - 20150906:15:32:00

About the dangers of policing. thats the nature of policing itself, and thats why you need a particular type of person to engage in this profession. additionally, lets look at what aggressive is. for policing to have devolved to where you quantify by aggression rates is quite disturbing. what happened to the service model and where are our priorities as a nation? is police work for enforcement based, more mill titarized or it more about providing service? we need to answer that question and deci...
Aggression Rates Enforcement Based Mill Titarized

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