Ericj Pan News Today

The SEC chair testified about the SEC’s regulatory agenda, which includes the swing pricing proposal, to the Senate Banking, Housing and Urban Affairs Committee on September 12.

Opponents say the proposed regulation on mutual funds would create a two-tiered system that disadvantages retail and retirement investors.

Executives at Fidelity Investments and Amundi U.S. said providing choice to clients includes ESG, as long as there's demand for it.

SEC Rules and Amendments - Liquidity Rule Amendments: Interval Funds to the Rescue? On November 2, 2022, the Securities and Exchange Commission (SEC) voted...

A bipartisan bill would direct the SEC to allow regulated entities to deliver required documents to investors electronically as the default option.

Resource provides guidance around activities, timelines, dependencies and risks associated with T+1 settlement.

The U.S. has the best capital markets and new rule proposals are needed to maintain that distinction, SEC Chairman Gary Gensler said.

The SEC on a split vote Monday released a proposal to require public companies to disclose climate risks and greenhouse gas emissions.

ICI, SIFMA, and NYSE are among organizations in favor of the proposal.

The SEC proposed enhancing private equity and hedge fund disclosures, including quarterly statements on performance, fees and expenses.