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Citywide Administrative Services Renews 43K-SF Queens Testing Center

April 8, 2024

DCAS will sign a 10-year renewal for 42,818 square feet on the entire ground floor and part of the second floor of 34-09 Queens Boulevard.

York Citydepartment Of Citywide Administrative Services Exams Division New York Citydepartment Citywide Administrative Services Breyers Ice Cream Long Island City

Source: commercialobserver.com

Messaging Missteps: SEC's Increasing Focus on Off-Channel Communications | Proskauer - The Capital Commitment

April 26, 2023

The SEC’s Enforcement Division is conducting a sweep investigation of large investment advisers regarding their employees’ use of “off-channel” communications. The sweep, which has...

Exams Division Enforcement Division Advisers Act Recordkeeping Rules

Source: jdsupra.com

SEC Investigates Large Investment Advisers For Off Channel Communications

April 26, 2023

SEC Enforcement Division is conducting sweep investigation of large investment advisers over employees’ use of off-channel communications. Sweep focuses on text messages from personal phones, personal email, WhatsApp, other platforms not typically monitored by advisers.

Enforcement Division Exams Division Advisers Act Recordkeeping Rules Sec Enforcement Division Ec Investigates Personal Cell Phones

Source: natlawreview.com

What to Expect from SEC Enforcement: Regulation Best Interest | Quinn Emanuel Urquhart & Sullivan, LLP

December 17, 2021

The Securities and Exchange Commission (“SEC”)’s Regulation Best Interest (“Reg BI”) imposes a heightened best interest standard on broker-dealers when recommending securities...

United States Quinn Emanuel Urquhart Sullivan Tracey Longo Barron Sept Gurbir Grewal Mark Schoeff Jr