Page 18 - Fin Tech News Today

Effective in 2022, the SEC adopted a new Marketing Rule for investment advisers to modernize the regulation of investment adviser advertising and solicitation practices.

Financial technology firms and certain banks and bank holding companies can expect to face increased scrutiny as the Board of Governors of the Federal Reserve System takes another step to stem risks related to crypto-assets...

FSMA 2023 explicitly brings cryptoassets within the FCA's regulatory perimeter and creates a new designated activities regime which may be used to regulate certain crypto-related activities.

Quantum computers have the potential to break the most advanced cryptographic protocols—including those used for blockchain protocols—in operation today.

On August 10, 2023, French securities regulator Autorité des marchés financiers (AMF) published a press release announcing amendments to Book VII of its General Regulation as it relates to digital assets service providers (DASPs) to be consistent with the enhanced registration requirements introduced by the DDADUE Law.

The Federal Deposit Insurance Corporation ("FDIC") published its annual Risk Review this past Monday, providing an overview of banking conditions for 2022...

No financial services firm or professional welcomes an investigation by a regulator, let alone enforcement action. Each investigation proceeds differently...

The Situation: Recently, two judges in Southern District of New York were required to apply the Howey test in separate cases to decide whether sales of certain crypto assets were investment contracts...

In this episode of the Legit Ledger, Matthew Lisle of Wedbush Securities joins Sheppard Mullin partner Bill Kane and associate William Sierra-Pambley to discuss recent regulatory...

On August 9, 2023, U.S. President Joe Biden signed an Executive Order ("EO") titled "Addressing United States Investments in Certain National Security Technologies and Products in Countries of Concerns,"...