Final Notices News Today

The FCA plans to streamline its approach to enforcement and publicise investigations at an early stage. On 27 February 2024, the FCA published a Consultation Paper...

Almost 4.5 million people have returned their census forms so far, and households that have not taken part yet can expect to receive a Final Notice about the census, Stats NZ said today. “We have received Individual Forms from the equivalent of ...

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Chances are you have received mail that says, "final notice" on it and were left confused wondering if it is actually a bill or just a marketing scam.

It feels like the SMCR may be curtailed before it has had the opportunity to take effect, partly because it takes so long for enforcement investigations to conclude and because there seems to be a reluctance to take the relevant individuals to task.

<p><span>The PRA and FCA (together, the Authorities) joint investigations into certain former senior managers at HBOS plc have now concluded with a decision by each of the Authorities’ independent decision-makers to take no further action. The investigations, which began in 2016, were in response to Andrew Green QC’s November 2015 report into the reasonableness of the scope of the FSA’s enforcement investigations in relation to the failure of HBOS (the G...

The Financial Conduct Authority has issued the final notices for GAM International Management and the former investment directory Timothy Haywood

<p><span>The Financial Conduct Authority (FCA) has fined GAM International Management Limited £9.1m and Timothy Haywood £230,037 for conflicts of interest and gifts & entertainment matters.</span></p>

Timothy Haywood, the former head of GAMs absolute return bond fund unit, who was sacked in 2019 for alleged gross misconduct, has been fined £230,037 by the FCA.