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December 17, 2022
The Corporate Regulator has commenced civil penalty action in the Federal Court against Firstmac Limited for alleged breaches of the design and distribution obligations. In an online update, ASIC said
December 16, 2022
ASIC has commenced the first ever court case against a financial product distributor for alleged breaches of design and distribution obligations (DDO).
December 16, 2022
ASIC has commenced civil penalty action in the Federal Court against a financial product distributor for alleged breaches of the design and distribution obligations (DDO). The corporate regulat
September 8, 2022
ASIC surveillance of managed funds marketing materials has found several instances of inadequate warnings or disclaimers related to performance and downplaying of risks, leading 13 providers to make amendments.
September 8, 2022
Perpetual, BetaShares and Collins St Asset Management and 10 other firms failed to properly disclose risks and performance information.
September 8, 2022
Well-known fund managers, Perpetual and BetaShares, have been named by the corporate regulator in a list of entities that posted inaccurate marketing material on performance.