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Missouri Sends Warning to Advisors Using Data Aggregation Tech

Missouri Sends Warning to Advisors Using Data Aggregation Tech
wealthmanagement.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from wealthmanagement.com Daily Mail and Mail on Sunday newspapers.

United statesFred baldassaroMadison walkerMark kisslerJosepha giannoneSecurities divisionWashington department of financial institutions securities divisionMissouri securities divisionAmerican securities administrators associationMissouri secretaryNorth american securities administratorsWashington departmentFinancial institutions securities division

Trade groups oppose NASAA s proposed changes to annuities regulation - Insurance News

Trade groups oppose NASAA s proposed changes to annuities regulation - Insurance News
insurancenewsnet.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from insurancenewsnet.com Daily Mail and Mail on Sunday newspapers.

United statesSarah woodFred baldassaroRayne morganKevin carrollDale brownNational association of real estate investmentOhio chamberFlorida security dealers associationInstitute for portfolio alternativesContribution real estate councilNational association of insurance commissionersRetirement instituteContribution alternatives associationAmerican securities administrators associationUs chamber

State regulators still oppose Finra remote supervision pilot program

State regulators continue to resist Finra's effforts to allow brokers to use remote supervision of their branch offices.

United statesClaire mchenryFred baldassaroTara gilchristHugh berksonAndrew hartnettAmerican securities administrators associationExchange commissionFinancial industry regulatory authorityPublic investor advocate bar associationNebraska bureau of securitiesNebraska bureau

Brokers want speedy SEC review of Finra remote supervision proposals

Brokerage firms want the SEC to speed up its review of Finra proposals related to remote supervision.

United statesUnited kingdomRobertw cookFred baldassaroSeth millerBernard canepaFinancial industry regulatory authority incFinancial markets associationExchange commissionAmerican securities administrators associationCambridge investment research incFederal registerFinancial industry regulatory authoritySecurities industryFinancial markets

dLocal Launches dLocal Go to Help Small Businesses Start, Grow and Succeed in Emerging Markets Around the World

New service will provide fast and simple ways to process payments in Latin America, Africa and Asia to help small businesses and entrepreneurs dLocal, the leading payment platform connecting global

United statesFred baldassaroRodrigo sanchez prandiPaula villamarinLatin americaSenior vice presidentShopify plus