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Missouri Sends Warning to Advisors Using Data Aggregation Tech

Missouri Sends Warning to Advisors Using Data Aggregation Tech
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United statesFred baldassaroMadison walkerMark kisslerJosepha giannoneSecurities divisionWashington department of financial institutions securities divisionMissouri securities divisionAmerican securities administrators associationMissouri secretaryNorth american securities administratorsWashington departmentFinancial institutions securities division

Missouri Court Denies Dismissal Of SIFMA Challenge To Missouri s Anti-ESG Rules For Financial Advisers - Securities

A federal district court in Missouri recently denied a motion to dismiss the Securities Industry and Financial Markets Association's ("SIFMA's").

United statesCourt decisionMissouri securities divisionSecurities divisionNational securitiesSecurities industryFinancial marketsAffected personsAffected personNational securities marketsImprovement actEmployee retirement incomeSecurity actFirst amendmentSavings clauseMissouri court denies dismissal of sifma challenge to missouris anti esg rules for financial advisers

Missouri Court Denies Dismissal of SIFMA Challenge to Missouri s Anti-ESG Rules for Financial Advisers | Proskauer - Corporate Defense and Disputes

A federal district court in Missouri recently denied a motion to dismiss the Securities Industry and Financial Markets Association’s (“SIFMA’s”) challenge to Missouri Securities.

United statesMissouri securities divisionNational securities markets improvementFinancial markets associationCourt decisionSecurities industryAffected personsAffected personNational securities markets improvement actEmployee retirement income security actFirst amendmentSavings clause

Missouri Denies SIFMA Challenge Motion to Dismiss

Missouri Denies SIFMA Challenge Motion to Dismiss
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United statesCourt decisionNational securities markets improvementMissouri securities divisionFinancial markets associationSecurities industryAffected personsAffected personNational securities markets improvement actEmployee retirement income security actFirst amendmentSavings clause

Ropes & Gray s Investment Management Update August – September 2023 - Fund Finance

The following summarizes recent legal developments of note affecting the mutual fund/investment management industry.

State of missouriUnited statesEric requenezChelsea childsPatricia teixeiraCatherine skulanJeff katzFanne foxBrad flintJeremy liaboSally davisAnastasia kaupBryan lowranceSamuelr masucciRaj banerjeeUs district court