Lawsuit, leadership changes, and the culture at Carson Group
Recent leadership changes at Carson Group and a lawsuit have raise about its culture and the brand being tied so strongly to one person.
Source: investmentnews.com
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Regulation and Compliance in the Alternative Asset Space | Morris, Manning & Martin, LLP
As the SEC has issued a number of final or proposed rules affecting broadly the conduct of broker dealers and investment advisers in the past few years, I have received a lot of...
Source: jdsupra.com
Are Advisors to Private Funds Ready for Quarterly Reporting Rules?
The SEC’s new quarterly reporting rules could make private funds far more accessible to retail investors. But they are quite a challenge to implement.
Source: wealthmanagement.com
Advisor decisions relying more on home office models, survey says
Most advisor investment decisions come from home office models, as the profession continues to move toward planning and customer service.
Source: investmentnews.com