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Oregon Broker, Raymond James, Fined For 'Churning' Claims – InsuranceNewsNet

The Oregon Division of Financial Regulation issued $220,000 in civil penalties, and Raymond James Financial Services, Inc. agreed to pay $123,279 in restitution to the victims of the excessive trading practices of Gary Dodds. Dodds, a stock broker for Raymond James Financial Services, conducted churning, a method of excessive trading to receive additional commissions, on several of his clients’ accounts from 2016 to 2018, according to court documents. The division’s investigation revealed D...
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'I couldn't see past the day, even past the minute' - now young men's lives are being transformed

‘I couldn’t see past the day, even past the minute’ - now young mens lives are being transformed Prefer Homes clients have gone from drug addiction and homelessness to a new life Latest Teesside headlines straight to your inboxInvalid EmailSomething went wrong, please try again later. Subscribe When you subscribe we will use the information you provide to send you these newsletters. Sometimes they’ll include recommendations for other related newsletters or services we offer....
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