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January 24, 2023
Echelon Wealthcare principal Al Rush is looking to get the Financial Regulators Complaints Commissioner (FRCC) to investigate the Financial Conduct Authority.
January 11, 2023
The Financial Conduct Authority (FCA) informed City of London Police about Blackmore Bond sales in 2017 but “human error meant that the full suite of information was not sent across”, the watchdog has confirmed.
August 17, 2022
The FCA has come under fire in an episode of BBC’s Panorama for its failure to protect investors who lost a collective £46m in a fund collapse.
August 17, 2022
The Financial Conduct Authority (FCA) has come under fire in an episode of BBC’s Panorama for its failure to protect pensions savers and investors who lost a collective £46m when a property investment scheme collapsed.
August 15, 2022
The U.K. Financial Conduct Authority has published its final Policy Statement and Rules on financial promotions of high-risk investments and firms approving financial promotions. Many...
April 8, 2022
It has almost become farcical that the FCA is so often asleep at the wheel in terms of being an effective regulator, that the ‘F’ stands for failing
March 3, 2022
The UK Financial Conduct Authority (FCA) has used its supervisory powers to crack down on an investment app’s use of social media influencers to promote the firm’s services.
December 22, 2021
In adopting a new approach to decision making, the Financial Conduct Authority (FCA) aspires to making bolder, more robust and assertive decisions, to prevent and stop harm faster and...
November 22, 2021
There is a “clear rationale” for more non-executive directors on the board of the Financial Conduct Authority, an independent review has found.
November 22, 2021
There is a “clear rationale” for more non-executive directors on the board of the Financial Conduct Authority, an independent review has found.