CSA Propose Changes To Registration Information, Outside Activities And Reporting Requirements As Part Of Reduction Of Regulatory Burden Initiative - Corporate/Commercial Law
On February 4, 2021, the Canadian Securities Administrators (the " CSA") proposed certain amendments to the registration information provided by registered advisers, dealers and investment fund managers under National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations (" NI 31-103") with the goal of improving the overall efficiency of the registration process. The proposed amendments are the latest in a series of efforts by the CSA to reduce the regu...
National Instrument Canadian Securities Administrators Registration Requirements Ongoing Registrant Obligations Outside Activity Insignificant Changes
Source: mondaq.com