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Banking Volatility Dominates Headlines but Compliance Marches On – RIA Annual Review Tips, SEC's Advice to New Advisers: Regulatory Update for April 2023 | ACA Group

Congratulations to all advisers with December 31 fiscal year ends – you have emerged from another annual ADV “season”, as we affectionately call it! Welcome to our...
United States Mike Parzy Grazia Gatti Jaquelinem Hummel Deposit Insurance Corporation Foreign Direct Investment

Derivatives and Commodities Traded on Spot Included in NFA Regulations

National Futures Association promulgated Compliance Rule 2-51, setting forth Requirements for Members and Associates Engaged in Activities Involving Digital Asset Commodities, which includes both derivatives and commodities traded on spot.
Caroline Pham Exchange Commission Commodity Futures Trading Commission Commodity Exchange Act National Futures Association Compliance Rule

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