SEC Uses Data Analysis Tools in Three Insider Trading Cases
Each action originated from the SEC Enforcement Division’s Market Abuse Unit’s (MAU) Analysis and Detection Center.
Source: tradersmagazine.com
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Litigation: SEC Charges Executive Compensation Consultant With Insider Trading
The SEC's complaint, filed in federal court in Manhattan, alleges that Glassner, a long-time consultant to Kadmon, learned about Kadmon's impending acquisition by global biopharmaceutical company Sanofi S.A. in the course of his engagement to provide acquisition-related consulting services to Kadmon. According to the SEC's complaint, Glassner, within...
Source: insurancenewsnet.com
SEC Charges Seven California Residents In Insider Trading Ring – InsuranceNewsNet
The Securities and Exchange Commission today announced insider trading charges against three software engineers employed at Twilio, Inc., a San Francisco- based cloud computing communications company, and four family members and friends for allegedly generating more than $1 million in collective profits by insider trading ahead of the company's...
Source: insurancenewsnet.com
SEC Charges Seven California Residents In Insider Trading Ring - Three Tech Company Employees Along With Family And Friends Charged In $1 Million Scheme
<p><span>The Securities and Exchange Commission today announced insider trading charges against three software engineers employed at Twilio, Inc., a San Francisco-based cloud computing communications company, and four family members and friends for allegedly generating more than $1 million in collective profits by insider trading ahead of the company&rsquo;s positive first quarter 2020 earnings announcement on May 6, 2020.</span></p>
Source: mondovisione.com
SEC Charges Three Florida Residents in Multi-Million Dollar Insider Trading Scheme
The Securities and Exchange Commission today announced charges against three Florida residents for trading in advance of market moving announcements involving DSW Inc., Rite Aid Corporation, and an attempt to acquire Aphria Inc., a Canadian cannabis-related business.
Source: pressreleasepoint.com
SEC Charges Three Florida Residents In Multi-Million Dollar Insider Trading Scheme
<p><span>The Securities and Exchange Commission today announced charges against three Florida residents for trading in advance of market moving announcements involving DSW Inc., Rite Aid Corporation, and an attempt to acquire Aphria Inc., a Canadian cannabis-related business.</span></p>
Source: mondovisione.com
Christopher Clark and William Wright (Release No. LR-24982; Dec. 11, 2020)
Litigation Release No. 24982 / December 11, 2020 Securities and Exchange Commission v. Christopher Clark and William Wright, No. 1:20-cv-01529 (E.D. Va. filed December 11, 2020) The Securities and Exchange Commission today charged the former Corporate Controller of CEB Inc. and his brother-in-law with insider trading in advance of a public announcement about CEBs acquisition for $2.6 billion. The alleged insider trading scheme generated profits of $296,000. According to the SECs complaint, Wil...
Source: sec.gov