Broker-dealer employee hit by SEC legal action
The SEC has taken legal action against Jordan Meadow, an employee of broker-dealer Spartan Capital Securities, for insider trading.
Source: investmentnews.com
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SEC Charges Stockbroker and Friend with Insider Trading
Washington, D.C.--(Newsfile Corp. - June 29, 2023) - The Securities and Exchange Commission today announced insider trading charges against Jordan Meadow, a registered representative for a New York-based
Source: benzinga.com
SEC Charges Clinical Drug Trial Investigator With Insider Trading
<p><span>The Securities and Exchange Commission today announced charges against Daniel V.T. Catenacci for insider trading in the securities of biotechnology company Five Prime Therapeutics, Inc. in advance of the company&rsquo;s November 10, 2020 announcement that it had achieved positive drug trial results for its flagship cancer drug Bemarituzumab.</span></p>
Source: mondovisione.com