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PRIMER: Regulation Best Interest | International Financial Law Review

PRIMER: Regulation Best Interest IFLR’s latest free-to-read primer looks at Securities and Exchange Commission’s Regulation Best Interest, addressing what it is, what it does and related retail investor protection issues April 07 2021 Regulation Best Interest (Reg BI) is a Securities and Exchange Commission (SEC) package of rules aimed at improving the quality and transparency of retail investors’ interactions with investment advisers and broker-dealers.   IFLR�...
New York United States New Jersey Geoffrey Brown Marlon Paz Stephanie Nicolas
Source: iflr.com

Senators Introduce Bill To Ban Members Of Congress From Trading - Finance and Banking

Senators Jeff Merkley (D-OR), Raphael Warnock (D-GA) and Sherrod Brown (D-OH) introduced a bill - the "Ban Conflicted Trading Act" - that would prohibit members of Congress from trading (including short-selling) securities, commodities and futures.
Kyle Deyoung Committee On Ethics Senators Jeff Merkley Raphael Warnock Government Act Senators Introduce Bill To Ban Members Of Congress From Trading
Source: mondaq.com

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