SEC Proposes New Rules for Large Positions in Security-Based Swaps
The SEC proposed new rules requiring that large positions in security-based swaps and related securities be reported to the SEC. The SEC re-proposed regulations prohibiting fraudulent, deceptive and manipulative conduct in connection with security-based swaps.
Commodity Futures Trading Commission Proposed Rule Position Reporting Large Security Based Commodity Futures Trading Chief Compliance Officer
Source: natlawreview.com