The SEC proposed new rules requiring that large positions in security-based swaps and related securities be reported to the SEC. The SEC re-proposed regulations prohibiting fraudulent, deceptive and manipulative conduct in connection with security-based swaps.
The SEC proposed new rules requiring that large positions in security-based swaps and related securities be reported to the SEC. The SEC re-proposed regulations prohibiting fraudulent, deceptive and manipulative conduct in connection with security-based swaps.