Page 2 - Leah Sciacca News Today

The regulator has released the sitting dates for next year’s adviser exams. ASIC has announced that the first financial adviser exam sitting of 2023 will be held on Thursday 16 February 2023. In a

The regulator has released the sitting dates for next year’s adviser exams. ASIC has announced that the first financial adviser exam sitting of 2023 will be held on Thursday 16 February 2023. In a

ASIC says it has had “regular, constructive engagement” on the Quality of Advice Review. Speaking at the FPA Professionals Congress in Sydney on Thursday, ASIC senior executive leader, Leah Sc

ASIC is currently finalising next year’s exam sittings with more details to be released “imminently”. Speaking at the FPA Professionals Congress in Sydney on Wednesday, ASIC senior executive l

Appearing at the FPA Congress today, ASIC senior executive leader Leah Sciacca explained that all financial advisers will need to register with the ASIC Financial Services and Credit Panel, in addition to being registered on the Financial Advisers Register.

Financial advisers are required to register with the ASIC Financial Services and Credit Panel in addition to being on the Financial Adviser Register, the corporate regulator has confirmed.   Speakin

Understanding and fixing regulatory uncertainty and licensee caution has been a subject discussed at length within the advice community in recent years, with AFCA saying it isnt surprised by the level of fear in the industry when it comes to ASIC.

ASIC will create an entirely new body to monitor and review the way it regulates the industry, with a focus on minimising the kind of costs that have seen the adviser levy increase 236 per cent in three years.

Professional Planner editor Matt Smith speaks with ASICs Leah Sciacca ASIC has defended the 30 per cent projected adviser levy increase, with acting senior executive leader for financial advisers Leah Sciacca detailing some of the enforcement, surveillance and project work behind the costings at the Professional Planner Best Practice Forum Tuesday afternoon. The projected increase in the levy was top of the agenda for the session, with Sciacca saying the regulator “recognises, obviously” ...