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ASIC vigilant on bad SMSF advice

ASIC is putting the pressure on financial advisers to provide appropriate SMSF advice using "professional judgment", as the regulator flags serious instances of misconduct it wants to curb.

Shivdeep jaidkaLeah sciaccaAssociation national conferenceNational conference

Parliamentary Joint Committee Opening Statement, 3 November 2023 - Opening Statement By Asic Chair Joe Longo At The Parliamentary Joint Committee On Corporations And Financial Services, Oversight Of ASIC, The Takeovers Panel And The Corporations Legislation, 3 November 2023

Parliamentary Joint Committee Opening Statement, 3 November 2023 - Opening Statement By Asic Chair Joe Longo At The Parliamentary Joint Committee On Corporations And Financial Services, Oversight Of ASIC, The Takeovers Panel And The Corporations Legislation, 3 November 2023
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Jane ecclestonLeah sciaccaGreg yancoCalissa aldridgeChris savundraKate orourkeKaren chesterBen cohn urbachDeputy chairs sarah courtRetail market conduct taskSustainable finance task forceInternational sustainability standardsSarah courtCommittee on regulation of market intermediariesCommittee on emergingInternational sustainability standards board

Supplementary Budget Estimates 2023/2024 Opening Statement, 26 October 2023 - Opening Statement By Acting ASIC Chair Sarah Court At The Supplementary Budget Estimates 2023/2024, 26 October 2023

Supplementary Budget Estimates 2023/2024 Opening Statement, 26 October 2023 - Opening Statement By Acting ASIC Chair Sarah Court At The Supplementary Budget Estimates 2023/2024, 26 October 2023
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Australian capital territoryChris savundraJoe longoKaren chesterLeah sciaccaGreg yancoJane ecclestonKate orourkeCalissa aldridgeBanking groupChair joe longoDeputy chair karen chesterCommissioner kateo rourkeChief executive officer warren dayGeneral counsel chrisExecutive director

Parliamentary Joint Committee Opening Statement, 20 October 2023 - Opening Statement By ASIC Chair Joe Longo At The Parliamentary Joint Committee On Corporations And Financial Services, Oversight Of ASIC, The Takeovers Panel And The Corporations Legislation, 20 October 2023

Parliamentary Joint Committee Opening Statement, 20 October 2023 - Opening Statement By ASIC Chair Joe Longo At The Parliamentary Joint Committee On Corporations And Financial Services, Oversight Of ASIC, The Takeovers Panel And The Corporations Legislation, 20 October 2023
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Greg yancoBen cohn urbachAlan kirklandDanielle presKaren chesterJane ecclestonLeah sciaccaKate orourkeMichele bullockChris savundraCalissa aldridgeDeputy chairs sarah courtAdvisory groupCs advisory groupGovernor of the reserve bankSettlement advisory group cs

ASIC delays adviser registration date for third time

With just days until the previous scheduled date of 1 October, ASIC has once again delayed the date that relevant providers must be registered.

Leah sciaccaRoyal commissionFinancial sector reform hayne royal commission responseFinancial services industryTreasury laws amendmentFinancial sector reformHayne royal commission responseBetter adviceFinancial servicesFinancial advisers registerAssociation roadshowBetter advice act