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August 29, 2023
On August 23, the Securities and Exchange Commission (SEC) voted 3-2 (with Commissioners Peirce and Uyeda dissenting) in favor of adopting new and amended rules...
August 29, 2023
Earlier this week (August 23, 2023), the Securities and Exchange Commission (SEC) adopted rules that will dramatically expand the compliance and operational obligations...
August 29, 2023
On August 23, 2023, in a 3-2 vote, the U.S. Securities and Exchange Commission (the “SEC”) adopted new rules (the “Final Rules”) under the Investment Advisers Act of 1940 (the “Advisers...
August 29, 2023
On August 23, the Securities and Exchange Commission (SEC) voted 3-2 (with Commissioners Peirce and Uyeda dissenting) in favor of adopting new and amended rules...
August 28, 2023
On August 23, 2023, the U.S. Securities and Exchange Commission (SEC) adopted new rules and amendments under the U.S. Investment Advisers Act of 1940 (Advisers Act) to enhance the...
August 25, 2023
On August 23, the Securities and Exchange Commission ("SEC") voted 3-2 (with Commissioners' Peirce and Uyeda dissenting) in favor of adopting new and amended rules under the Investment...
August 25, 2023
The Securities and Exchange Commission (SEC) has adopted the long awaited “Private Fund Adviser Rule” (the “PFA”). The proposed PFA was introduced on February 9, 2022 (“Proposed Rule”),...
August 24, 2023
The Securities and Exchange Commission (SEC) has adopted the long awaited "Private Fund Adviser Rule" (the "PFA"). The proposed PFA was introduced on February 9, 2022 ("Proposed Rule")...
March 9, 2022
Our Investment Management, Trading & Markets Team offers practical takeaways from the Securities and Exchange Commission’s pair of proposed rules that would bring extensive changes to...
February 23, 2022
The Securities and Exchange Commission on February 9, 2022, voted three to one to propose a set of new rules and rule amendments under the Investment Advisers Act of 1940 that...