Investment Management Update August 2023
In this issue, we cover regulatory developments from the second quarter of 2023 impacting the investment management sector, including the following:…
Source: lexology.com
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Investment Management Update - August 2023 | Skadden, Arps, Slate, Meagher & Flom LLP
Closed-End Fund Activism Update - Activist investors continue to take large positions in closed-end funds and engage in disruptive activity that may be harmful to...
Source: jdsupra.com
SEC Amendments To Share Repurchase Disclosure Rules Impact BDCs And Exchange-Traded Registered Closed-End Funds - Fund Finance
On May 3, 2023, the Securities and Exchange Commission ("SEC") adopted amendments to its existing rules regarding disclosures about purchases of an issuer's equity securities...
Securities Exchange Exchange Commission Us Chamber End Fund Investment Company Securities Exchange Act
Source: mondaq.com
SEC Adopts New Share Repurchase Disclosure Rules | Kilpatrick Townsend & Stockton LLP
On May 3, 2023, the Securities and Exchange Commission adopted amendments to modernize the disclosure requirements relating to repurchases of an issuer’s equity securities. The...
Disclosure Of Company Rule Exchange Commission Fact Sheet Daily Quantitative Transaction Company Rule Regulations K
Source: jdsupra.com
New SEC Disclosures in Share Repurchases Periodic Reports
To prepare for compliance with the new disclosure rules, issuers should evaluate directors and officers trade policies while a repurchase program is in effect and document the rationale for their repurchases and the process employed to determine the amount of repurchases.
Exchange Commission Listed Closed End Funds Closed End Funds Regulations K Listed Closed End Insiders Close
Source: natlawreview.com
SEC Finalizes Share Repurchase Disclosure Rules: What Public Companies Need to Know | Orrick, Herrington & Sutcliffe LLP
The SEC has adopted final share repurchase disclosure rules requiring public companies to provide more detailed disclosures about their share repurchases and to tag those disclosures in...
Things Public Companies Should Consider Doing Disclosure For Domestic Public Companies End Management Investment Company Key Provisions For Domestic Public Companies Domestic Public The New
Source: jdsupra.com