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November 21, 2022
In remarks to 2022 Cato Summit on Financial Regulation, Securities and Exchange Commissioner Mark Uyeda noted uncertainty of costs and benefits of ESG investing. Commissioner Uyeda pointed out significant additional burdens from proposed climate change disclosure rules.
November 18, 2022
November 17, 2022- The Federal Reserve Board published a paper entitled, "Sentiment in Bank Examination Reports and Bank Outcomes."
November 18, 2022
Acting Comptroller of the Currency Michael J. Hsu discussed the continued risks of crypto to consumers during remarks before the U.S. Department ofโฆ
November 16, 2022
On 2 November 2022, the U.S. Securities and Exchange Commission (SEC) voted 3โ2, along party lines, to adopt a final rule and form amendments (together, the Final Rule) that would...
November 15, 2022
U.S. Securities and Exchange Commission SEC voted to form amendments requiring additional disclosure on Form N-PX about registered fundโs proxy votes and institutional investment managers to report how they voted proxies for certain executive compensation matters.
November 15, 2022
Recent remarks from two SEC Commissioners illustrate the broader divide about environmental, social and governance (ESG)-related disclosures and the resulting compliance costs public companies...
November 14, 2022
The chaos caused by FTX’s bankruptcy has completely upended crypto policy battles that have been going on for more than a year.
November 10, 2022
SEC Chair Gary Gensler has certainly heard from Republicans with some frequency about proposal comment periods that they consider too abbreviated. The charge is that, under Gensler's tenure...
November 10, 2022
Recent remarks from two SEC Commissioners illustrate the broader divide about environmental, social and governance (ESG)-related disclosures and the resulting compliance costs public...
November 4, 2022
[This post revises and updates my earlier post primarily to reflect in greater detail the contents of the adopting release. For a discussion of the comments and criticisms of the SEC Commissioners...