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November 3, 2022
On October 25, SEC Commissioner Mark Uyeda spoke at the Georgetown Law Hotel and Lodging Summit sharing his view on SEC-mandated climate change disclosures.
November 2, 2022
[This post revises and updates my earlier post primarily to reflect in greater detail the contents of the adopting release. For a discussion of theโฆ
November 2, 2022
[This post revises and updates my earlier post primarily to reflect in greater detail the contents of the adopting release. For a discussion of the comments and criticisms of the SEC...
November 2, 2022
On October 25, SEC Commissioner Mark Uyeda spoke at the Georgetown Law Hotel and Lodging Summit sharing his view on SEC-mandated climate change disclosures. While the Commissioner...
October 31, 2022
As has been widely reported, the Securities and Exchange Commission last week finally adopted rules requiring the securities exchanges to adopt listing standards requiring listed...
October 27, 2022
The SEC passed a rule required by the Dodd-Frank Act to force public companies whose financial statements contain errors to recoup their executivesโ bonuses and other incentive pay.
October 27, 2022
Corporate executives will have to pay back bonuses based on mistakes in their businesses' financial reporting under a new rule from the Securities and Exchange Commission.
October 27, 2022
An industry group contends that the commission is overestimating RIAs' control over outsourced services.
October 27, 2022
ZeroHedge - On a long enough timeline, the survival rate for everyone drops to zero
October 27, 2022
You might remember back to 2015 when the SEC initially proposed rules to implement Section 954 of Dodd-Frank, the clawback provision. The SEC did not then consider adoption of the...