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SEC gov | Michael Blumer, John Kuprianchik, David Page, Steven Thompson, Joseph Todaro

SEC gov | Michael Blumer, John Kuprianchik, David Page, Steven Thompson, Joseph Todaro
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

United statesNew yorkDee ann disalvoJohn celioRonald krietzmanMichael blumerSteven thompsonJoseph todaroChristopher dunniganAlison connDavid jaffeJohn kuprianchikTejald shahDivision of examinationsSecurities exchangeSalomon whitney

SEC Charges SW Financial Reps With Violating Reg BI

The SEC charged five registered reps from SW Financial for allegedly violating Regulation Best Interest when recommending high-volume trading strategies.

Thomas diamanteChristopher kellyJoseph todaroSalomon whitneyJohn kuprianchikMichael blumerSteven thompsonEnforcement divisionInternational securitiesExchange commission regulation best interestExchange commissionRegulation best interestDavid pageWestern international securities

Langton Wins Bass Fishing League Tournament at Kentucky-Barkley Lakes

Langton Wins Bass Fishing League Tournament at Kentucky-Barkley Lakes

United statesDaniel langtonCarl oelkerMichael blumerMarcus mannAdrian ursoSam mannEdward gettysRichard meuthBarkley lakesSean obrienBernard camposBrian futchRon robinsonPhilip wrightDaren tindle

Kirkpatrick Wins Bass Fishing League Tournament at Kentucky-Barkley Lakes

Kirkpatrick Wins Bass Fishing League Tournament at Kentucky-Barkley Lakes

United statesKentucky lakeBrady bickersJeff mccarnanDavid carrollCarl oelkerBarkley lakesJohn lovinRyan kirkpatrickSean obrienBrendan murphyMatt chumblerLevi allgeierMichael blumerKevin caskeyDavid hoheisel